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Head of Client Asset Oversight (HCAO) - PCF 53

Description

The Head of Client Asset Oversight (HCAO) - PCF 53 will be responsible for managing the safeguarding of client assets, aligning with the Client Asset Regulations and CBI standards. This role involves developing and maintaining a comprehensive Client Asset Management Plan (CAMP), reviewing daily reconciliations, and preparing regulatory returns to ensure compliance. The HCAO will act as a subject matter expert advising senior management on client asset regulations, especially in relation to new business and product development. Additionally, they will oversee audits and regulatory engagements, collaborate with compliance and risk teams, and lead strategy development to enhance regulatory adherence and operational excellence. This leadership role also involves building proactive relationships with external and internal stakeholders to promote best practices and ensure a competitive edge in client asset management solutions.

Requirements

1. A proven track record in roles focused on safeguarding and managing client assets in the financial services industry.

2. An NFQ Level 8 degree or equivalent in disciplines like business, accounting, finance, economics, or law.

3. Extensive regulatory experience with a specialization in Client Asset Regulations and oversight.

4. Minimum 10 years of related work experience, including at least 7 years in financial services or investment operations.

5. Experience in creating and managing functional business requirements for financial, regulatory, and operational systems.

6. Strong knowledge of planning, managing audits, and engaging with regulatory entities.

Desirable

1. Holding an accounting qualification such as ACA or ACCA is advantageous.

2. Exposure to clients with large alternative/private asset portfolios.

3. Proven senior management experience leading Client Asset Oversight teams.

Candidate Applications :

3

Important information

How did you hear about us? *

Which country's passport do you hold? *

Email *(Please ensure the email matches the one mentioned in your CV or resume)

LinkedIn Profile URL *

Please provide your current and expected salary in the box below: *

You are required to answer the following 4 questions which serve as an indicator of what we will be looking for. If you say 'Yes' then ensure there is enough documented evidence in your CV.

1. Do you have at least 10 years of related work experience, with at least 7 years in financial services or investment operations? *

2. Have you previously acted as a subject matter expert on client asset regulations to advise on new business or products? *

3. Do you possess experience in managing and coordinating audits or regulatory client asset examinations? *

4. Have you been involved in developing and maintaining a Client Asset Management Plan (CAMP)? *